Account Protection

Guaranty Credit Union Securities Company, Member FINRA/SIPC, is an introducing broker-dealer and provides account protection through its clearing arrangement with Pershing LLC. Established in 1939, Pershing LLC is a wholly owned subsidiary of BNY Mellon — one of the world’s largest global custodians. Pershing custody provides account coverage, review, and segregation and control of assets.

Client assets are covered by the Securities Investor Protection Corporation (SIPC):1
• $500,000 of coverage, including $250,000 for claims for cash awaiting reinvestment

Pershing provides additional client account coverage through Lloyd’s and other commercial insurers for Pershing LLC’s global client assets:
• An aggregate loss limit of $1 billion for eligible securities over all client accounts
• A per-client loss limit of $1.9 million for cash awaiting reinvestment — within the aggregate loss limit of $1 billion

For more information on Pershing’s financial strength, visit www.pershing.com/about/strength-and-stability.





1The account protection applies when an SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from market fluctuation.

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Guarantycreditunion.com provides information to clients about their accounts and financial services by Guaranty Credit Union and its affiliates.
Banking products and services are offered by Guaranty Credit Union, Member FDIC and Equal Housing Lender
Investment Advisory services are provided by Guaranty Credit Union Investment Management, Inc. Trust and Fiduciary services are offered through Guaranty Credit Union Trust Company, a division of Guaranty Credit Union; and Guaranty Credit Union Trust Company of Delaware LLC and Guaranty Credit Union Trust Company of Wyoming LLC, both wholly owned subsidiaries of Guaranty Credit Union. Brokerage services are offered through Guaranty Credit Union Securities Company, LLC, Member FINRA/SIPC. Insurance services are provided through Guaranty Credit Union Securities Company, DBA Grand Eagle Insurance Services, LLC, CA Insurance License # 0I13184.